A few weeks ago, a client shared a concern with me.ย
The auditors were consistently uncovering issues that, in his view, should have been flagged by his risk and compliance team.
Frustrated, he planned to call a meeting to push his team to identify more issues.
I suggested a different way of framing the problem.
It wasnโt that his team was missing these issues; they just werenโt reporting them.
If non-reporting was widespread, the root of the problem was likely in the process itself โ not the people.
Maybe reporting was cumbersome, or perhaps there was little incentive to do so.
Simply instructing his team to report more probably wouldnโt fix the underlying issue.
So, I asked him, โ๐๐ฉ๐ฆ๐ฏ ๐ธ๐ข๐ด ๐ต๐ฉ๐ฆ ๐ญ๐ข๐ด๐ต ๐ต๐ช๐ฎ๐ฆ ๐บ๐ฐ๐ถ ๐ณ๐ฆ๐ฑ๐ฐ๐ณ๐ต๐ฆ๐ฅ ๐ข๐ฏ ๐ช๐ด๐ด๐ถ๐ฆ? ๐๐ฐ๐ธ ๐ฅ๐ช๐ฅ ๐บ๐ฐ๐ถ ๐ง๐ช๐ฏ๐ฅ ๐ต๐ฉ๐ฆ ๐ฑ๐ณ๐ฐ๐ค๐ฆ๐ด๐ด?โ
I knew the answer already โ he hadnโt.
Senior leaders rarely do, which means they lack both firsthand experience and credibility when asking others to report.
He admitted as much, having no idea what the process involved.
So, we set out to change that and identified something meaningful in his domain for him to report.
This gave him a firsthand look at the process and potential pain points.
Then, when he spoke to his team, he could share his own experience, discuss what he did to streamline the process and lead by example.
[In case you're wondering, yes, the client is OK with me sharing the story on an anonymised basis; he thinks it might help someone else to solve the same problem]
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